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Comparison of surface integrity between conventional and optimized carburizing steels after heat treatment
An optimized carburizing steel reduces the need for post-treatment processes like shot peening and grinding while maintaining high fatigue performance. The 20NiMo9-7 alloy achieves up to 48% higher fatigue strength compared to conventional steels through controlled chemistry that minimizes intergranular oxidation. This approach allows manufacturers to simplify production processes, reduce costs, and improve manufacturing efficiency in automotive gear applications.
The Challenge with Conventional Carburizing
Traditional carburizing steels like 20MnCr5 face significant limitations during gas carburizing processes. Under low oxygen partial pressure conditions, elements such as silicon, chromium, and manganese undergo selective oxidation along grain boundaries. This intergranular oxidation (IGO) creates several problems:
- Localized depletion of alloying elements reduces hardenability
- Non-martensitic microstructures form in affected areas
- Tensile residual stresses develop at the surface
- Overall fatigue performance deteriorates significantly
These issues typically require expensive post-treatment processes like shot peening and grinding to achieve acceptable gear performance, adding complexity and cost to manufacturing.
Improved Alloy Design
The 20NiMo9-7 steel (Ovako 158Q) addresses these challenges through controlled alloy composition. By incorporating nickel and molybdenum, elements with low oxygen affinity and strong hardenability contributions, while minimizing silicon, manganese, and chromium, the steel reduces intergranular oxidation.
The composition features carbon content between 0.18% and 0.21%, nickel at 2.25% to 2.35% and molybdenum at 0.67% to 0.70% for enhanced hardenability. For oxidation resistance silicon is minimized to 0.10% maximum. The steel is produced using premium cleanliness processes to ensure low levels of detrimental non-metallic inclusions.
This controlled chemistry enables formation of a fully martensitic surface layer with high compressive residual stresses under standard atmospheric carburizing conditions. The result is a steel that delivers high fatigue strength directly after carburizing, reducing or eliminating the need for post-processing.
Performance Test Results
Comparative testing demonstrates the alloy's improved performance across multiple studies. In gear tooth bending fatigue tests conducted using pulsator test rigs, 158Q achieved a fatigue strength approximately 48% higher than 16MnCr5. This improvement was attributed to its fully martensitic surface, minimal intergranular oxidation of less than 2 micrometers, and absence of non-martensitic transformation products. In contrast, 16MnCr5 exhibited deeper oxidation of 10 to 15 micrometers and a soft surface layer.
Additional testing compared 158Q with 20MnCrS5, including the effects of single and double shot peening. In the unpeened condition, 158Q showed a 23% improvement in fatigue strength. Single shot peening provided modest additional increases, while double peening did not yield further benefits and in some cases reduced performance, likely due to over-peening effects.
Rotating bending tests on notched specimens designed to simulate gear root conditions showed 158Q achieving the highest fatigue limit in the as-carburized state at 985 megapascals, compared to 811 megapascals for 16MnCr5. Residual stress measurements revealed compressive stresses at the surface for 158Q, while 16MnCr5 exhibited tensile stresses. The study highlighted the importance of surface condition and residual stress state in fatigue performance.
Surface integrity analysis consistently showed that 158Q developed high compressive residual stresses and low retained austenite content, both favorable for fatigue resistance. The alloy maintained low scatter in test results, indicating consistent performance that is valuable in production environments where process stability is critical.
Manufacturing Benefits and Process Optimization
The alloy's performance in the as-carburized condition enables significant manufacturing simplifications. Shot peening becomes optional or unnecessary, and grinding operations can be reduced or eliminated. This proves particularly valuable for complex geometries where post-processing is impractical or impossible.
The elimination of post-treatment steps results in lower labor and equipment requirements, reduced tooling wear and consumables, shorter production cycles, and increased throughput. Manufacturing flexibility improves through better scheduling options and reduced work-in-progress inventory. These changes allow manufacturers to meet performance targets at lower cost with fewer processing steps.
Beyond process simplification, the technology supports sustainability objectives through elimination of energy-intensive post-treatment processes and reduced waste generation. The lower carbon footprint per component and more efficient material utilization through optimized designs contribute to environmentally responsible manufacturing practices.
Specific Applications and Technical Considerations
The technology provides particular value for challenging applications such as hypoid gears with limited tool access, small-module gears where conventional peening is difficult, internal gears requiring specialized equipment, and high-volume production where process bottlenecks impact efficiency.
Shot peening effectiveness diminishes significantly when applied to small gears with narrow tooth roots and complex geometries. These features are difficult to access with conventional peening equipment, making it challenging to achieve uniform coverage in critical stress regions. Smaller shot particles must be used to avoid damaging delicate surfaces, but these carry less kinetic energy and may not impart sufficient compressive stress unless applied at higher velocities, introducing further complexity and variability.
Grinding becomes particularly challenging when dealing with complex shapes and tight tolerances. Factors such as limited tool access, risk of thermal damage, and the need for specialized machinery complicate the process. Full-profile grinding is often extremely challenging or entirely unfeasible for hypoid gears, internal gears, and small-module gears. In such cases, materials must deliver final surface integrity directly after heat treatment.
The alloy bridges the gap between conventional gas carburizing and Low Pressure Carburizing (LPC) systems, delivering improved surface quality using existing atmospheric equipment. This enables manufacturers to realize many of the surface integrity benefits associated with LPC, such as reduced oxide depth and improved fatigue strength, without requiring expensive equipment overhauls or specialized process control expertise.
Conclusion
Optimized carburizing steel alloys offer an alternative approach to gear manufacturing, reducing traditional dependencies on post-treatment processes while maintaining high performance. With up to 48% higher fatigue strength in the as-carburized condition, these materials enable manufacturers to achieve technical and economic objectives through simplified production routes. The technology's ability to deliver improved performance without additional processing steps provides a practical solution for automotive and industrial gear applications, where performance, reliability, and manufacturing efficiency are important considerations.
About the Authors
M.Sc. E. Löthman, Ovako Sweden AB, Hofors, Sweden.
M.Sc. C. Gallo, Ovako GmbH, Erkrath, Germany.
M.Sc. P. Ölund, Ovako Sweden AB, Hofors, Sweden.
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References
[1] D. MacKenzie: Intergranular oxidation in carburizing steels, Scientific article, Thermal Processing, September 2023.
https://thermalprocessing.com/intergranular-oxidation-in-carburizing-steels/
Last reviewed: 06.06.2025
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[3] C. Temmel, B. Karlsson, V. Leicht, V. (2009): Bending fatigue of gear teeth of conventional and isotropic steels, Scientific article, HTM Journal of Heat Treatment and Materials, 2009, issue 64 (2), p. 80–88.
[4] C. Temmel, B. Karlsson: The bending fatigue strength of gears in isotropic 20NiMo10 steel in as-machined, single-peened and double-peened condition, Scientific article, HTM Journal of Heat Treatment and Materials, 2011, issue 66 (1), p. 24–28.
[5] J. Borg: The influence of internal oxidation on the fatigue properties for notched and as-carburized specimens of 158Q, 146S and 16MnCr5, Ovako Technical Report, TBL036‑2008, Ovako, 2008.
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